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Department of Energy


Research, Technology, and Economic Security (RTES) - DOE Funding Assistance Proposals/Awards 

The DOE has released its RTES framework  to minimize, mitigate, and manage risks while maintaining an open, collaborative, and world-leading scientific enterprise. Two important goals of  this framework are to:

• Make Risk-Based Investment Decisions. The Department must continue to evaluate and make risk-based decisions that minimize potential intellectual property loss, supply chain dependencies, and threats to national and economic security. DOE will address the needs of research, technology, and economic security and bolster our overall competitiveness and maintain core scientific principles of openness and collaboration.

• Ensure Transparency. Entities applying for DOE support must be fully forthcoming regarding foreign connections associated with individuals 1 and entities participating in a project, particularly connections involving foreign countries of concern. Full disclosures to DOE increase the likelihood that risks can be mitigated. Transparency involves individuals and entities providing necessary information to understand the context behind circumstances to help inform DOE’s risk assessment.

Read the DOE Memo on this framework here.


Research Activities with DOE Labs

Uses the Science and Technology Risk Matrix to manage risks at the National Laboratories.    Unclassified version 

DOE has issued several policies pertinent to research security and the DOE laboratories.  The two most relevant to SBU are:  

DoE Order 486.1 Foreign Government Sponsored or Affiliated Activities 

DOE Order 142.3B Foreign National Access Program 

Both orders pertain to SBU faculty, staff, and students when conducting work at or having electronic access to DOE facilities.